Merrill Lynch Charged with Misleading Customers – $42MM Penalty
On June 19, 2018, the SEC announced that it charged Merrill Lynch, Pierce, Fenner & Smith with misleading customers about how it handled their orders. Merrill Lynch, according to the SEC, agreed to settle the charges, admit wrongdoing, and pay... Read More →
Get-Rich-With-Amazon Scheme Operators Settle With the FTC
On June 18, 2018, the FTC announced that the operators of a scheme that sold “secrets for making money on Amazon” have been banned from marketing and selling business opportunities and business coaching services under a settlement with the Federal... Read More →