Investigations // Cases // News

Sonim Technologies Securities Investigation – SONM

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Date11 Sep 2019

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Data Breach – Data Incident Involving Certain Boy Scouts’ Information

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Date10 Sep 2019

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Burford Capital Limited – Class Action Filed Against BRFRF

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Date22 Aug 2019

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MoviePass – Exposure of Thousands of Customer Card Numbers

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Date21 Aug 2019

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Hy-Vee Issues “Notice of Payment Card Data Incident”

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Date19 Aug 2019

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ProPetro Holding Corp. – PUMP – Securities Investigation

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Date14 Aug 2019

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StockX Data Breach – Customer Data of More Than 6 Million Affected

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Date09 Aug 2019

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Grubhub Investigation of Potential Claims on Behalf of GRUB Investors

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Date08 Aug 2019

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State Farm Credential Stuffing Attack – “Bad Actor” Confirmed Information

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Date08 Aug 2019

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CafePress.com Data Breach – 23+ Million Accounts Impacted

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Date07 Aug 2019

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GPB Capital Securities Investigation – “High Risk Private Placements”

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Date07 Aug 2019

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Carbonite, Inc. – Class Action Lawsuit Filed on Behalf of CARB Investors

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Date02 Aug 2019

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Oasmia Pharmaceutical AB – Class Action Filed Against OASM

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Date30 Jul 2019

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Capital One Data Breach – FBI Arrests Former Software Engineer

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Date30 Jul 2019

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National General Holdings Corp. – Class Action Filed Against NGHC

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Date26 Jul 2019

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Karyopharm Therapeutics – KPTI- Class Action Lawsuit Filed

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Date25 Jul 2019

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Eagle Bancorp, Inc. Securities Investigation – EGBN

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Date22 Jul 2019

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MicroStrategy Incorporated Securities Investigation – MSTR

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Date10 Jul 2019

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CannTrust Holdings Inc. – Securities Class Action Investigation – CTST

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Date09 Jul 2019

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Intersect ENT – XENT – Class Action Filed on Behalf of Shareholders

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Date02 Jul 2019

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Dominion National Data Breach – Data Compromise Recently Discovered

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Date28 Jun 2019

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Sunlands Technology Group – Class Action Filed Against STG

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Date27 Jun 2019

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FedEx Corporation Shareholder Alert: Class Action Filed Against FedEx

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Date27 Jun 2019

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electroCore – Securities Investigation on Behalf of ECOR Investors

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Date25 Jun 2019

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Eros International – Investor Class Action Filed Against EROS

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Date24 Jun 2019

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Sealed Air Corporation Investigated by SEC – CFO Terminated

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Date24 Jun 2019

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Pintec Technology Holdings Limited – PT – Securities Investigation

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Date21 Jun 2019

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PVTL- Pivotal Software, Inc. – Securities Class Action Filed

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Date21 Jun 2019

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Equity Bancshares Securities Investigation on Behalf of EQBK Investors

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Date20 Jun 2019

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Diebold Nixdorf – Securities Investigation on Behalf of DBD Investors

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Date20 Jun 2019

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Class Action Lawsuit Filed Against Mammoth Energy Services – TUSK

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Date20 Jun 2019

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Livent Corporation – Class Action Filed on Behalf of LTHM Investors

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Date19 Jun 2019

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Shareholder Alert – Class Action Lawsuit Filed Against Box, Inc.

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Date18 Jun 2019

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First American – Data Leak Impacting 900 Million Records

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Date10 Jun 2019

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“Major Data Leak” Discovered at Fortune 500 Tech Data Corporation

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Date07 Jun 2019

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Over 400,000 OPKO Health Customers Affected by AMCA Data Breach

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Date07 Jun 2019

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LabCorp – Possibly 7.7 Million Affected by Data Breach

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Date05 Jun 2019

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Quest Diagnostics – Personal Data of 11.9 Million Possibly Compromised

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Date03 Jun 2019

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People Inc. Issues Notification of a Data Security Incident

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Date03 Jun 2019

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$3 Million Awarded to Joint Whistleblowers by SEC

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Date03 Jun 2019

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T-Mobile – Alleged TCPA Violations Due to Unsolicited Text Messages

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Date31 May 2019

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Data Leak Exposes More Than 800 Million Title Insurance Records

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Date30 May 2019

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State Regulator Investigating First American’s Security Vulnerability

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Date29 May 2019

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Checkers & Rally’s Data Breach – Restaurants in 20 States Affected

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Date29 May 2019

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$4.5 Million Awarded to Whistleblower by SEC

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Date29 May 2019

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Flipboard Data Breach – 2 Hacks in the Past Year

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Date29 May 2019

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$900,000 Settlement by Medical Informatics From 2015 Data Breach

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Date29 May 2019

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First American Issues Statement Regarding Security Incident

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Date28 May 2019

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First American – Exposure of Sensitive Customer Data Alleged

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Date28 May 2019

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CFTC Announces $1.5 Million Whistleblower Award

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Date09 May 2019

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Apyx Medical Corporation – APYX Securities Investigation

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Date22 Apr 2019

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Adobe, Inc. – Alleged Autodialed Calls

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Date18 Apr 2019

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Hyundai Motor America, Inc. – Alleged Unsolicited, Autodialed Text Messages

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Date16 Apr 2019

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Woodbridge Directors of Investment Charged with Fraud

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Date16 Apr 2019

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Online Lending Company To Settle FTC Charges

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Date16 Apr 2019

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Coldwell Banker Real Estate and NRT LLC – Unsolicited Calls Alleged

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Date04 Apr 2019

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SEC’s 9th Enforcement Action From ADR Pre-Release Practices Probe

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Date04 Apr 2019

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Office Depot, Tech Support Firm To Pay $35 Million to Settle FTC Allegations

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Date04 Apr 2019

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$50 Million Awarded to Two Whistleblowers

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Date04 Apr 2019

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Nearly 900,000 Chrysler, Dodge & Jeep Vehicles Recalled

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Date13 Mar 2019

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Lumber Liquidators Charged with Fraud by SEC

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Date12 Mar 2019

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$125 Million Being Returned to Investors by 79 Investment Advisers

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Date11 Mar 2019

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HomeAdvisor – Alleged Unsolicited Telemarketing Calls to Cell Phones

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Date27 Feb 2019

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Wage Deductions for Uniforms and Other Items Under the FLSA

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Date27 Feb 2019

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Pennsylvania Restaurants to Pay $1M in Back Wages to 201 Employees

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Date27 Feb 2019

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Wage and Hour Facts: Restaurants and Fast Food Establishments

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Date27 Feb 2019

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Select Home Warranty – TCPA Class Action Filed

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Date13 Feb 2019

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New Day Financial d/b/a Newday USA- Alleged Robocalls

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Date12 Feb 2019

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Century 21 Real Estate – Alleged Unsolicited, Autodialed Calls

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Date12 Feb 2019

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Molson Coors Announces Restatement of Financials – TAP Stock Drops

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Date12 Feb 2019

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$6M+ To Consumers Who Bought Deceptively-Marketed Products

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Date01 Feb 2019

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TCPA Action Against Ultimate Fitness Group, d/b/a Orangetheory Fitness

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Date01 Feb 2019

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Promotional Product-Related Price-Fixing Charges Announced

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Date01 Feb 2019

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Quicken Loans Inc. – Unsolicited Text Messages Alleged

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Date31 Jan 2019

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Quicken Loans Inc. – Alleged Unsolicited SMS/MMS Text Messages

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Date30 Jan 2019

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Navient Solutions – Alleged Unsolicited SMS/MMS Text Messages

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Date30 Jan 2019

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AT&T Teleholdings, Inc. – Alleged Unsolicited Fax Advertisements

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Date30 Jan 2019

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Four Public Companies Charged With Internal Control Failures

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Date29 Jan 2019

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$1 Billion Judgment Against Operators of Woodbridge Ponzi Scheme

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Date29 Jan 2019

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Have You Purchased Dual-Ended Combat Arms™ Earplugs, Version 2 (CAEv2)?

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Date23 Jan 2019

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USAA Federal Savings Bank Settles with CFPB

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Date04 Jan 2019

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JPMorgan to Pay $135+ Million Related to Improper Handling of ADRs

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Date26 Dec 2018

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Unregistered Brokers Who Sold Woodbridge Securities Charged

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Date19 Dec 2018

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Improper Handling of ADRs – BNY Mellon To Pay More Than $54 Million

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Date18 Dec 2018

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Initial Coin Offering Scam Charges Settled

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Date13 Dec 2018

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FY ’18 National Do Not Call Registry Data Book And Mini Site Released

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Date06 Dec 2018

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43,456 Checks Totaling More Than $3.5 Million Returned To Consumers

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Date06 Dec 2018

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MiMedx Group Announces Organizational Realignment Program

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Date06 Dec 2018

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Marriott Data Breach – Personal Information of Up to 500 Million Exposed

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Date05 Dec 2018

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Tenaris S.A. ADR Price Drop & Securities Investigation

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Date30 Nov 2018

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Investor Alert: SEC Warns of Fraudulent Investment Scams

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Date30 Nov 2018

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Money to Consumers Impacted by Office Supply Scam

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Date28 Nov 2018

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Wells Fargo – Alleged Calls to Cell Phones Without Express Consent

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Date20 Nov 2018

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FTC Finds 1-800 Contacts Unlawfully Harmed Competition

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Date19 Nov 2018

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AIG Direct Insurance Services, Inc. – Alleged Unsolicited Calls

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Date14 Nov 2018

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Commerzbank AG To Pay $12 Million For Swap Dealing Violations

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Date09 Nov 2018

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EtherDelta Founder Charged With Operating Unregistered Exchange

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Date08 Nov 2018

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Citibank to Pay More Than $38 Million to Settle Charges

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Date07 Nov 2018

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ITG Inc. Charged With Misleading Dark Pool Subscribers

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Date07 Nov 2018

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Simple Health Plans Collected More Than $100 Million With Deceptive Scheme

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Date06 Nov 2018

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Wells Fargo Bank, N.A. – “Tens of Thousands of Harassing Calls” Alleged

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Date26 Oct 2018

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Lyft, Inc. – Alleged Unsolicited SMS or MMS Text Messages

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Date26 Oct 2018

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Mercedes-Benz Financial Services USA, LLC – Alleged TCPA Violations

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Date22 Oct 2018

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Get-Rich-With-Amazon Scheme Marketer Settles with FTC

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Date11 Oct 2018

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Fraudulent ICO Which Claimed SEC Approval Stopped

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Date11 Oct 2018

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Have You Purchased Epson Printer Cartridges?

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Date08 Oct 2018

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Microcap Fraud Scheme Stopped by SEC

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Date05 Oct 2018

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SEC Actions- Salix, Walgreens, & LendingClub Asset Management

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Date01 Oct 2018

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Musk Settles SEC Fraud Charges; Tesla Charged, But Resolves Law Charge

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Date30 Sep 2018

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Millions Returned to Consumers Harmed by Payday Lending Scheme

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Date28 Sep 2018

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Bitcoin-Funded Securities Dealer, CEO Charged

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Date28 Sep 2018

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Elon Musk Charged with Securities Fraud for Misleading Tweets

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Date28 Sep 2018

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Iowa Introducing Broker, Principals to Pay $11.9 Million in Restitution

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Date28 Sep 2018

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Broker-Dealer Charged With Deficient Cybersecurity Procedures

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Date26 Sep 2018

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Approximately $4 Million Awarded by SEC to Whistleblower

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Date25 Sep 2018

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FTC Sending 22,671 Refund Checks to Consumers

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Date25 Sep 2018

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Subway Franchisee Advertising Fund Trust Text Message Class Action

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Date25 Sep 2018

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FTC Settlements Stop Debt Collection Scheme

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Date21 Sep 2018

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New Law Allows Consumer Credit Freezes and Year-Long Fraud Alerts

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Date21 Sep 2018

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BBSI and Former CFO Charged with Accounting Fraud

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Date20 Sep 2018

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CEO And Former CFO To Pay Millions in Penalties to Settle Charges

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Date19 Sep 2018

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SEC Awards Approximately $1.5 Million to Whistleblower

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Date19 Sep 2018

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$345 Million Ponzi-Like Scheme Shut Down by SEC

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Date19 Sep 2018

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United Technologies Charged With Violating the FCPA

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Date12 Sep 2018

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USA Technologies, Inc. Investigation on Behalf of USAT Investors

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Date11 Sep 2018

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Cannabis Investment Fund and Founder Charged in Fraudulent Scheme

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Date07 Sep 2018

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More Than $54 Million Awarded to SEC Whistleblowers

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Date07 Sep 2018

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Fraudulent Debt Collectors Banned from Debt Collection Business

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Date07 Sep 2018

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Telecommunications Expense Management Company Charged

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Date04 Sep 2018

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SEC Charges Sonofi With FCPA Violations

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Date04 Sep 2018

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Moody’s Charged – Internal Controls Failures & Ratings Symbols Deficiencies

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Date28 Aug 2018

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Transamerica Entities to Pay $97 Million to Investors

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Date27 Aug 2018

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CFTC Wins Trial Against Virtual Currency Fraudster

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Date24 Aug 2018

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Ameriprise Financial Services Charged by SEC

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Date21 Aug 2018

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Former Online Marketing Company Executives Charged

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Date21 Aug 2018

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SEC Charges Technology Fund Adviser in Fraud Scheme

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Date21 Aug 2018

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Unregistered Brokers Who Sold Woodbridge Securities Charged by SEC

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Date20 Aug 2018

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Hologic Stock Drop – Suspension of Marketing of Vitalia TempSure Device

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Date13 Aug 2018

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Maxar Technologies Securities Class Action Lawsuit Investigation

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Date07 Aug 2018

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SEC Issues Investor Bulletin Providing Basic Information About Index Funds

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Date07 Aug 2018

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Keller Williams Realty Inc. Robocalls Class Action Lawsuit

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Date07 Aug 2018

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List of Firms Using Inaccurate Information to Solicit Investors Updated

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Date06 Aug 2018

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Kohl’s Text Messages Subject of TCPA Class Action

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Date06 Aug 2018

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Impinj, Inc. Investor Alert – PI Securities Investigation

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Date06 Aug 2018

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Mizuho Securities Charged for Failure to Safeguard Customer Information

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Date23 Jul 2018

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Deutsche Bank to Pay Approximately $75 Million to Settle Charges

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Date20 Jul 2018

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$30 Million Awarded to Whistleblower By CFTC

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Date12 Jul 2018

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SEC Votes to Propose Amendments to Whistleblower Program Rules

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Date28 Jun 2018

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FIZZ Investor Alert – National Beverage Corp. Stock Drops

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Date27 Jun 2018

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Merrill Lynch Charged with Misleading Customers – $42MM Penalty

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Date19 Jun 2018

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Get-Rich-With-Amazon Scheme Operators Settle With the FTC

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Date19 Jun 2018

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Aegean Marine Petroleum Network Stock Drops More Than 57%

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Date05 Jun 2018

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Transworld Systems Debt Collection Robocalls Alleged

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Date04 Jun 2018

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Is Your Broker Selling Investments Approved By the Broker’s Firm?

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Date31 May 2018

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Citibank Debt Collection Calls – TCPA Violations Alleged

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Date29 May 2018

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Rockwell Medical CEO Terminated – RMTI Stock Trading Halted

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Date24 May 2018

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University Retirement Plans – Are You Being Charged Excessive Fees?

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Date18 May 2018

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Equifax Sued Over Inaccurate Public Records Data in Credit Reports

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Date17 May 2018

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Class Action Lawsuit Filed Against Prothena Corporation

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Date17 May 2018

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Class Action Filed Against InnerWorkings; INWK To Restate Financials

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Date11 May 2018

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Symantec Announces Investigation on Concerns of Former Employee

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Date11 May 2018

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Unsolicited Faxes Class Action Filed Against Spreemo & The Hartford

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Date10 May 2018

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Flex Stock Drops More Than 21% – Flex Securities Investigation

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Date08 May 2018

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Knorr-Bremse, Knorr Brake, Wabtec, Faiveley Transport Lawsuit

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Date02 May 2018

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Investor Alert: “SALI” Investor Protection Online Search Tool

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Date02 May 2018

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Credit One Bank Debt Collection Calls

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Date02 May 2018

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Panasonic To Pay $143+ Million to Resolve FCPA, Accounting Violations

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Date01 May 2018

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Liberty Student Loan Forgiveness Prerecorded Voicemail

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Date01 May 2018

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Wells Fargo 401(k) Practices Subject of Labor Department Investigation

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Date26 Apr 2018

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LendingClub’s Alleged Misleading “No Hidden Fees” Claims; Stock Drops

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Date26 Apr 2018

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Prothena Shareholder Alert – PRTA Stock Drops Almost 70%

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Date24 Apr 2018

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Important Things to Know About Higher Education Overtime Pay

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Date17 Apr 2018

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Knorr, Wabtec to End Unlawful Employee “No-Poach” Agreements

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Date13 Apr 2018

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SEC Enforcement Actions; $2.1 Million Whistleblower Award

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Date13 Apr 2018

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Warranty Coverage and the Use of Specified Parts or Services

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Date11 Apr 2018

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Multimillion Dollar Ponzi Scheme Targeting Seniors; SEC Charges

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Date09 Apr 2018

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Senior Investors Beware of Ponzi Schemes; Ponzi Warning Signs

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Date09 Apr 2018

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Whistleblower Awarded; Information First Reported to Another Agency

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Date06 Apr 2018

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Longfin – SEC’s Emergency Freeze of $27 Million in Stock Sales

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Date06 Apr 2018

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$12 Million to Harmed Investors – Investment Advisers Settle Charges

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Date06 Apr 2018

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Panera Bread Leaked Customer Data for Eight Months on Its Website

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Date04 Apr 2018

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“Thank you for calling American Express . . .” Alleged Unauthorized Calls

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Date04 Apr 2018

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Initial Coin Offering Scheme That Raised $32MM Stopped by SEC

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Date03 Apr 2018

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Important Things to Know About The SEC’s Whistleblower Program

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Date03 Apr 2018

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Fintech Company Founder Charged with Scheme to Defraud Investors

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Date02 Apr 2018

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Prominent Pastor, Financial Planner Charged by SEC

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Date02 Apr 2018

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Data Breach – Saks Fifth Ave., Saks OFF 5th, Lord & Taylor

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Date01 Apr 2018

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Under Armour Data Breach Impacts 150 Million MyFitnessPal App Users

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Date29 Mar 2018

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Barclays Agrees to Resolve Fraud Claims and Pay $2 Billion in Penalties

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Date29 Mar 2018

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Cross River Bank & Freedom Financial Asset Management

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Date29 Mar 2018

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Gold’s Gym Text Messages Lawsuit

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Date28 Mar 2018

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Gold’s Gym – Alleged Unsolicited Text Messages Class Action

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Date28 Mar 2018

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Maxwell Technologies Charged with Prematurely Recognizing Revenue

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Date27 Mar 2018

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Recidivist Telemarketer Charged for Millions of Illegal Calls

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Date26 Mar 2018

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Deceptive Business Opportunity Scheme Stopped

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Date24 Mar 2018

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Tip Top Capital Inc. – Alleged TCPA Violations

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Date23 Mar 2018

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Future Now Energy, LLC – Alleged Unauthorized Automated Calls

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Date23 Mar 2018

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A10 Networks Delays Filing Its Form 10-K; Class Action Filed

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Date23 Mar 2018

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Operators of Scheme to Defraud Retail Investors Out of Millions Charged

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Date23 Mar 2018

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Abusive Debt Collectors Banned from Debt Collection Business

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Date22 Mar 2018

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