News

First American – Data Leak Impacting 900 Million Records

/

Date10 Jun 2019

/

Comment0

“Major Data Leak” Discovered at Fortune 500 Tech Data Corporation

/

Date07 Jun 2019

/

Comment0

Over 400,000 OPKO Health Customers Affected by AMCA Data Breach

/

Date07 Jun 2019

/

Comment0

LabCorp – Possibly 7.7 Million Affected by Data Breach

/

Date05 Jun 2019

/

Comment0

Quest Diagnostics – Personal Data of 11.9 Million Possibly Compromised

/

Date03 Jun 2019

/

Comment0

People Inc. Issues Notification of a Data Security Incident

/

Date03 Jun 2019

/

Comment0

$3 Million Awarded to Joint Whistleblowers by SEC

/

Date03 Jun 2019

/

Comment0

Data Leak Exposes More Than 800 Million Title Insurance Records

/

Date30 May 2019

/

Comment0

State Regulator Investigating First American’s Security Vulnerability

/

Date29 May 2019

/

Comment0

Checkers & Rally’s Data Breach – Restaurants in 20 States Affected

/

Date29 May 2019

/

Comment0

$4.5 Million Awarded to Whistleblower by SEC

/

Date29 May 2019

/

Comment0

Flipboard Data Breach – 2 Hacks in the Past Year

/

Date29 May 2019

/

Comment0

$900,000 Settlement by Medical Informatics From 2015 Data Breach

/

Date29 May 2019

/

Comment0

First American Issues Statement Regarding Security Incident

/

Date28 May 2019

/

Comment0

First American – Exposure of Sensitive Customer Data Alleged

/

Date28 May 2019

/

Comment0

CFTC Announces $1.5 Million Whistleblower Award

/

Date09 May 2019

/

Comment0

Woodbridge Directors of Investment Charged with Fraud

/

Date16 Apr 2019

/

Comment0

Online Lending Company To Settle FTC Charges

/

Date16 Apr 2019

/

Comment0

SEC’s 9th Enforcement Action From ADR Pre-Release Practices Probe

/

Date04 Apr 2019

/

Comment0

Office Depot, Tech Support Firm To Pay $35 Million to Settle FTC Allegations

/

Date04 Apr 2019

/

Comment0

$50 Million Awarded to Two Whistleblowers

/

Date04 Apr 2019

/

Comment0

Lumber Liquidators Charged with Fraud by SEC

/

Date12 Mar 2019

/

Comment0

$125 Million Being Returned to Investors by 79 Investment Advisers

/

Date11 Mar 2019

/

Comment0

Wage Deductions for Uniforms and Other Items Under the FLSA

/

Date27 Feb 2019

/

Comment0

Pennsylvania Restaurants to Pay $1M in Back Wages to 201 Employees

/

Date27 Feb 2019

/

Comment0

Wage and Hour Facts: Restaurants and Fast Food Establishments

/

Date27 Feb 2019

/

Comment0

$6M+ To Consumers Who Bought Deceptively-Marketed Products

/

Date01 Feb 2019

/

Comment0

Promotional Product-Related Price-Fixing Charges Announced

/

Date01 Feb 2019

/

Comment0

Four Public Companies Charged With Internal Control Failures

/

Date29 Jan 2019

/

Comment0

$1 Billion Judgment Against Operators of Woodbridge Ponzi Scheme

/

Date29 Jan 2019

/

Comment0

USAA Federal Savings Bank Settles with CFPB

/

Date04 Jan 2019

/

Comment0

JPMorgan to Pay $135+ Million Related to Improper Handling of ADRs

/

Date26 Dec 2018

/

Comment0

Unregistered Brokers Who Sold Woodbridge Securities Charged

/

Date19 Dec 2018

/

Comment0

Improper Handling of ADRs – BNY Mellon To Pay More Than $54 Million

/

Date18 Dec 2018

/

Comment0

Initial Coin Offering Scam Charges Settled

/

Date13 Dec 2018

/

Comment0

FY ’18 National Do Not Call Registry Data Book And Mini Site Released

/

Date06 Dec 2018

/

Comment0

43,456 Checks Totaling More Than $3.5 Million Returned To Consumers

/

Date06 Dec 2018

/

Comment0

Marriott Data Breach – Personal Information of Up to 500 Million Exposed

/

Date05 Dec 2018

/

Comment0

Investor Alert: SEC Warns of Fraudulent Investment Scams

/

Date30 Nov 2018

/

Comment0

Money to Consumers Impacted by Office Supply Scam

/

Date28 Nov 2018

/

Comment0

FTC Finds 1-800 Contacts Unlawfully Harmed Competition

/

Date19 Nov 2018

/

Comment0

Commerzbank AG To Pay $12 Million For Swap Dealing Violations

/

Date09 Nov 2018

/

Comment0

EtherDelta Founder Charged With Operating Unregistered Exchange

/

Date08 Nov 2018

/

Comment0

Citibank to Pay More Than $38 Million to Settle Charges

/

Date07 Nov 2018

/

Comment0

ITG Inc. Charged With Misleading Dark Pool Subscribers

/

Date07 Nov 2018

/

Comment0

Simple Health Plans Collected More Than $100 Million With Deceptive Scheme

/

Date06 Nov 2018

/

Comment0

Get-Rich-With-Amazon Scheme Marketer Settles with FTC

/

Date11 Oct 2018

/

Comment0

Fraudulent ICO Which Claimed SEC Approval Stopped

/

Date11 Oct 2018

/

Comment0

Microcap Fraud Scheme Stopped by SEC

/

Date05 Oct 2018

/

Comment0

SEC Actions- Salix, Walgreens, & LendingClub Asset Management

/

Date01 Oct 2018

/

Comment0

Musk Settles SEC Fraud Charges; Tesla Charged, But Resolves Law Charge

/

Date30 Sep 2018

/

Comment0

Millions Returned to Consumers Harmed by Payday Lending Scheme

/

Date28 Sep 2018

/

Comment0

Bitcoin-Funded Securities Dealer, CEO Charged

/

Date28 Sep 2018

/

Comment0

Elon Musk Charged with Securities Fraud for Misleading Tweets

/

Date28 Sep 2018

/

Comment0

Iowa Introducing Broker, Principals to Pay $11.9 Million in Restitution

/

Date28 Sep 2018

/

Comment0

Broker-Dealer Charged With Deficient Cybersecurity Procedures

/

Date26 Sep 2018

/

Comment0

Approximately $4 Million Awarded by SEC to Whistleblower

/

Date25 Sep 2018

/

Comment0

FTC Sending 22,671 Refund Checks to Consumers

/

Date25 Sep 2018

/

Comment0

FTC Settlements Stop Debt Collection Scheme

/

Date21 Sep 2018

/

Comment0

New Law Allows Consumer Credit Freezes and Year-Long Fraud Alerts

/

Date21 Sep 2018

/

Comment0

BBSI and Former CFO Charged with Accounting Fraud

/

Date20 Sep 2018

/

Comment0

CEO And Former CFO To Pay Millions in Penalties to Settle Charges

/

Date19 Sep 2018

/

Comment0

SEC Awards Approximately $1.5 Million to Whistleblower

/

Date19 Sep 2018

/

Comment0

$345 Million Ponzi-Like Scheme Shut Down by SEC

/

Date19 Sep 2018

/

Comment0

United Technologies Charged With Violating the FCPA

/

Date12 Sep 2018

/

Comment0

Cannabis Investment Fund and Founder Charged in Fraudulent Scheme

/

Date07 Sep 2018

/

Comment0

More Than $54 Million Awarded to SEC Whistleblowers

/

Date07 Sep 2018

/

Comment0

Fraudulent Debt Collectors Banned from Debt Collection Business

/

Date07 Sep 2018

/

Comment0

Telecommunications Expense Management Company Charged

/

Date04 Sep 2018

/

Comment0

SEC Charges Sonofi With FCPA Violations

/

Date04 Sep 2018

/

Comment0

Moody’s Charged – Internal Controls Failures & Ratings Symbols Deficiencies

/

Date28 Aug 2018

/

Comment0

Transamerica Entities to Pay $97 Million to Investors

/

Date27 Aug 2018

/

Comment0

CFTC Wins Trial Against Virtual Currency Fraudster

/

Date24 Aug 2018

/

Comment0

Ameriprise Financial Services Charged by SEC

/

Date21 Aug 2018

/

Comment0

Former Online Marketing Company Executives Charged

/

Date21 Aug 2018

/

Comment0

SEC Charges Technology Fund Adviser in Fraud Scheme

/

Date21 Aug 2018

/

Comment0

Unregistered Brokers Who Sold Woodbridge Securities Charged by SEC

/

Date20 Aug 2018

/

Comment0

Hologic Stock Drop – Suspension of Marketing of Vitalia TempSure Device

/

Date13 Aug 2018

/

Comment0

SEC Issues Investor Bulletin Providing Basic Information About Index Funds

/

Date07 Aug 2018

/

Comment0

List of Firms Using Inaccurate Information to Solicit Investors Updated

/

Date06 Aug 2018

/

Comment0

Mizuho Securities Charged for Failure to Safeguard Customer Information

/

Date23 Jul 2018

/

Comment0

Deutsche Bank to Pay Approximately $75 Million to Settle Charges

/

Date20 Jul 2018

/

Comment0

$30 Million Awarded to Whistleblower By CFTC

/

Date12 Jul 2018

/

Comment0

SEC Votes to Propose Amendments to Whistleblower Program Rules

/

Date28 Jun 2018

/

Comment0

Merrill Lynch Charged with Misleading Customers – $42MM Penalty

/

Date19 Jun 2018

/

Comment0

Get-Rich-With-Amazon Scheme Operators Settle With the FTC

/

Date19 Jun 2018

/

Comment0

Is Your Broker Selling Investments Approved By the Broker’s Firm?

/

Date31 May 2018

/

Comment0

Investor Alert: “SALI” Investor Protection Online Search Tool

/

Date02 May 2018

/

Comment0

Panasonic To Pay $143+ Million to Resolve FCPA, Accounting Violations

/

Date01 May 2018

/

Comment0

Wells Fargo 401(k) Practices Subject of Labor Department Investigation

/

Date26 Apr 2018

/

Comment0

Important Things to Know About Higher Education Overtime Pay

/

Date17 Apr 2018

/

Comment0

SEC Enforcement Actions; $2.1 Million Whistleblower Award

/

Date13 Apr 2018

/

Comment0

Warranty Coverage and the Use of Specified Parts or Services

/

Date11 Apr 2018

/

Comment0

Multimillion Dollar Ponzi Scheme Targeting Seniors; SEC Charges

/

Date09 Apr 2018

/

Comment0

Senior Investors Beware of Ponzi Schemes; Ponzi Warning Signs

/

Date09 Apr 2018

/

Comment0

Whistleblower Awarded; Information First Reported to Another Agency

/

Date06 Apr 2018

/

Comment0

$12 Million to Harmed Investors – Investment Advisers Settle Charges

/

Date06 Apr 2018

/

Comment0

Panera Bread Leaked Customer Data for Eight Months on Its Website

/

Date04 Apr 2018

/

Comment0

Initial Coin Offering Scheme That Raised $32MM Stopped by SEC

/

Date03 Apr 2018

/

Comment0

Important Things to Know About The SEC’s Whistleblower Program

/

Date03 Apr 2018

/

Comment0

Fintech Company Founder Charged with Scheme to Defraud Investors

/

Date02 Apr 2018

/

Comment0

Prominent Pastor, Financial Planner Charged by SEC

/

Date02 Apr 2018

/

Comment0

Data Breach – Saks Fifth Ave., Saks OFF 5th, Lord & Taylor

/

Date01 Apr 2018

/

Comment0

Under Armour Data Breach Impacts 150 Million MyFitnessPal App Users

/

Date29 Mar 2018

/

Comment0

Barclays Agrees to Resolve Fraud Claims and Pay $2 Billion in Penalties

/

Date29 Mar 2018

/

Comment0

Cross River Bank & Freedom Financial Asset Management

/

Date29 Mar 2018

/

Comment0

Maxwell Technologies Charged with Prematurely Recognizing Revenue

/

Date27 Mar 2018

/

Comment0

Recidivist Telemarketer Charged for Millions of Illegal Calls

/

Date26 Mar 2018

/

Comment0

Deceptive Business Opportunity Scheme Stopped

/

Date24 Mar 2018

/

Comment0

Operators of Scheme to Defraud Retail Investors Out of Millions Charged

/

Date23 Mar 2018

/

Comment0

Abusive Debt Collectors Banned from Debt Collection Business

/

Date22 Mar 2018

/

Comment0

FTC Mailing Checks to Consumers (36,830 Checks Totaling $10,158,601)

/

Date20 Mar 2018

/

Comment0

Promoters of Deceptive Cryptocurrency Schemes Shut Down

/

Date20 Mar 2018

/

Comment0

Broker-Dealer Illegally Placed More Than $25 Million of Securities at Risk

/

Date19 Mar 2018

/

Comment0

Over 117 Million Illegal Telemarketing Calls to Consumers

/

Date19 Mar 2018

/

Comment0

CEO Elizabeth Holmes and Ramesh Balwani Charged with Fraud

/

Date15 Mar 2018

/

Comment0

Here’s What the SEC Says About Online Digital Trading Platforms

/

Date13 Mar 2018

/

Comment0

Merrill’s Gatekeeping Failures in the Unregistered Sales of Securities

/

Date08 Mar 2018

/

Comment0

The Bancorp Bank Settles with FDIC for Unfair and Deceptive Practices

/

Date07 Mar 2018

/

Comment0

Preliminary Injunction Issued Regarding Virtual Currency Scheme

/

Date07 Mar 2018

/

Comment0

PayPal Settles FTC Charges Over Venmo’s Peer-to-Peer Practices

/

Date04 Mar 2018

/

Comment0

Manipulative Trading in U.S. Microcap Stocks – Charges Announced

/

Date04 Mar 2018

/

Comment0

SEC Charges Filed to Stop Recidivist’s Fraud Scheme

/

Date02 Mar 2018

/

Comment0

Georgetown University – Alleged Breach of Fiduciary Duties

/

Date01 Mar 2018

/

Comment0

Ameriprise Financial Services, Inc. Settles SEC Charges

/

Date28 Feb 2018

/

Comment0

CFTC Issues First “Pump-and-Dump” Virtual Currency Customer Advisory

/

Date25 Feb 2018

/

Comment0

Three Cryptocurrency-Related Companies – SEC Suspends Trading

/

Date23 Feb 2018

/

Comment0

Former Bitcoin-Denominated BitFunder Exchange & Operator Charged

/

Date22 Feb 2018

/

Comment0

Money Returned to Consumers in Alleged Payday Loan Scheme

/

Date19 Feb 2018

/

Comment0

Investor Alert: Investments Purchased or Funded By Credit Cards

/

Date15 Feb 2018

/

Comment0

Money Being Returned to Consumers Harmed by Debt Relief Scheme

/

Date14 Feb 2018

/

Comment0

Dental Products Distributors Sued by FTC for Alleged Discount Conspiracy

/

Date13 Feb 2018

/

Comment0

Deutsche Bank Settles SEC Charges – Misled Customers Will Be Repaid

/

Date12 Feb 2018

/

Comment0

Decatur County General Hospital Hit with Cryptocurrency Malware Attack

/

Date10 Feb 2018

/

Comment0

Business Coaching Scheme Temporarily Stopped By Court Order

/

Date08 Feb 2018

/

Comment0

FTC Charges Student Loan Debt Relief Operation

/

Date07 Feb 2018

/

Comment0

Telemarketing: “Clarity on Charity” Required by Telemarketing Sales Rule

/

Date06 Feb 2018

/

Comment0

Alleged AriseBank Initial Coin Offering Scam Stopped

/

Date31 Jan 2018

/

Comment0

Roomstogo.com, Inc. Telephone Consumer Protection Act Class Action

/

Date25 Jan 2018

/

Comment0

“My Big Coin” Virtual Currency CFTC Enforcement Action

/

Date24 Jan 2018

/

Comment0

Spectre and Meltdown – Computer Security Vulnerabilities Explained

/

Date22 Jan 2018

/

Comment0

Fraudulent Virtual Currency Scheme Enforcement Action

/

Date19 Jan 2018

/

Comment0

CFTC Bitcoin Fraud Enforcement Action

/

Date19 Jan 2018

/

Comment0

Cryptocurrencies & Initial Coin Offerings: SEC & NASAA Urge Caution

/

Date17 Jan 2018

/

Comment0

Deceptive Marketing Charges Settled – CellMark Biopharma & CEO

/

Date15 Jan 2018

/

Comment0

InfoCision, Inc. $250,000 Penalty for Deceptive Telemarketing Sales Calls

/

Date14 Jan 2018

/

Comment0

Important Things to Know About The IRS Whistleblower Program

/

Date07 Jan 2018

/

Comment0

Goodyear G159 Motor Home Tires – U.S. Regulators Open Investigation

/

Date02 Jan 2018

/

Comment0

ATBCoin Initial Coin Offering – Lawsuit Alleges Unregistered Securities

/

Date01 Jan 2018

/

Comment0

Cryptocurrency & Initial Coin Offerings – SEC Chairman’s Statement

/

Date31 Dec 2017

/

Comment0

Initial Coin Offerings – Be Aware of Potential Initial Coin Offering Risks

/

Date29 Dec 2017

/

Comment0

Consumer Fraud Alert: Consumer Scheme Allegedly Took Millions

/

Date28 Dec 2017

/

Comment0

Investor News: Behavioral Recognition Systems & Ex-CEO Charged

/

Date19 Dec 2017

/

Comment0

Telemarketing Calls – Robocall Complaints Continue to Increase

/

Date19 Dec 2017

/

Comment0

Equifax Data Breach – Fraud Alert? Credit Freeze? or Credit Lock?

/

Date14 Dec 2017

/

Comment0

Overdraft Programs – CFPB Study

/

Date13 Dec 2017

/

Comment0

Robocalls & Robotexts – Know Your Rights

/

Date12 Dec 2017

/

Comment0

Citibank, N.A. – CFPB Takes Action Against Citibank

/

Date07 Dec 2017

/

Comment0

Eagle Bancorp – Reported Insider Loan Scheme

/

Date07 Dec 2017

/

Comment0

Checkers – Alleged TCPA Violations – Lawsuit Filed

/

Date29 Nov 2017

/

Comment0

Robocalls – FCC Adopts New Robocall Blocking Rules

/

Date28 Nov 2017

/

Comment0

Robocalls – Federal Debt Collection Robocalls

/

Date21 Nov 2017

/

Comment0

Equifax Data Breach – FTC: “Equifax isn’t calling”

/

Date15 Sep 2017

/

Comment0